| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $367,989 |
KPMG LLP2+ years Service code 10 · EIN 13-5565207 | Accounting | $58,920 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 28 · EIN 13-2638166 | Investment Management | $54,336 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $173 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,972 | $92,488-16.8% | $69,779+10.3% | $65,292+17.9% |
| Participation rate | 75.5% | 81.7%-6.1pp | 71.8%+3.7pp | 72.4%+3.1pp |
| Annual return | 8.03% | 20.13%-12.1pp | 12.99%-5.0pp | 11.84%-3.8pp |
| Employer contribution / active EE | $3,619 | $3,198+13.1% | $2,338+54.8% | $2,302+57.2% |
| Participant deferral / active EE | $3,529 | $4,112-14.2% | $2,931+20.4% | $3,579-1.4% |
| Admin fee / account holder | $69 | $58+17.8% | $4,381-98.4% | $57+20.1% |