Retirement plan

OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN

Name: OREGON ANESTHESIOLOGY GROUP, P.C. - OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN (2023) Form 5500
Creator: OREGON ANESTHESIOLOGY GROUP, P.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN, OREGON ANESTHESIOLOGY GROUP, P.C.

OREGON ANESTHESIOLOGY GROUP, P.C.EIN 93-1013923Plan #001PY 2023

707 S W WASHINGTON ST, SUITE 700 - PORTLAND, OR 97205503-299-9906oagpc.comLinkedIn201-500 employeeshospital & health care

Other plans on this EIN

1 filing

#002Retirement-$7.2M assets

Prospect flagsHigh feesHigh assets / participantRecently reached 100 employees

How to read this page

Total assets (EOY)

$379.1M

-6.4% from 2016

Total participants

408

-4.7% from 2016

Average account balance

$929,251

-2.1% from 2016

Annual return

16.99%

-7.63 pp from 2016

Benchmarks

See 5,701 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,701 peers

Snapshot2023

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$385.78M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$1.1M

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

355

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$11.52M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$59K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.13%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$511

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 7 by compensation

Provider	Service type	Compensation
RBC WEALTH MANAGEMENT5 years Filed as: RBC CAPITAL MARKETS LLC Service code 71 · EIN 41-1416330	Brokerage Fees	$96,210
TD AMERITRADE, INC.8 years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154	Securities brokerage	$48,558
GREAT-WEST LIFE & ANNUITY INSURANCE2 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907	Recordkeeping	$44,935
ALDRICH WEALTH LIMITED PARTNERSHIP6 years Service code 27 PO BOX 35142 LB 1035 · SEATTLE, WA 981245142	Advisory (Plan)	$37,500
SKYLINE FINANCIAL NORTHWEST4 years Service code 50 · EIN 26-2093287	Direct Payment	$6,537
CHARLES SCHWAB & CO., INC.1 year Filed as: CHARLES SCHWAB & CO, INC. Service code 72	Other investment fees and expenses	$2
CHARLES SCHWAB & CO., INC.1 year Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

3 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
InformationalRecently reached 100 employees
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$140K

$657 / participant

Recordkeeping$77K54.9%
Investment mgmt$54K38.7%
Other / not subdivided$9K6.4%

% of EOY assets

0.037%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: MOSS ADAMS, LLP
Auditor EIN: 910189318
Audit fees: $0
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$929,251

$61,405+1413.3%

$149,740+520.6%

$71,535+1199.0%

Participation rate

100.0%

62.5%+37.5pp

78.8%+21.2pp

67.9%+32.1pp

Annual return

16.99%

35.88%-18.9pp

134.51%-117.5pp

28.97%-12.0pp

Employer contribution / active EE

$66,401

$2,384+2684.8%

$4,821+1277.3%

$2,590+2463.8%

Participant deferral / active EE

$5,836

$2,921+99.8%

$5,683+2.7%

$4,292+36.0%

Admin fee / account holder

$343

$1,264-72.9%

$13,222-97.4%

$1,589-78.4%

Provider

Service type

Compensation

RBC WEALTH MANAGEMENT5 years

Filed as: RBC CAPITAL MARKETS LLC

Service code 71 · EIN 41-1416330

Brokerage Fees

$96,210

TD AMERITRADE, INC.8 years

Service code 33

200 S. 108TH AVENUE · OMAHA, NE 68154

Securities brokerage

$48,558

GREAT-WEST LIFE & ANNUITY INSURANCE2 years

Filed as: EMPOWER ANNUITY INSURANCE COMPANY

Service code 15 · EIN 84-0467907

Recordkeeping

$44,935

ALDRICH WEALTH LIMITED PARTNERSHIP6 years

Service code 27

PO BOX 35142 LB 1035 · SEATTLE, WA 981245142

Advisory (Plan)

$37,500

SKYLINE FINANCIAL NORTHWEST4 years

Service code 50 · EIN 26-2093287

Direct Payment

$6,537

CHARLES SCHWAB & CO., INC.1 year

Filed as: CHARLES SCHWAB & CO, INC.

Service code 72

Other investment fees and expenses

CHARLES SCHWAB & CO., INC.1 year

Service code 59

Shareholder Servicing

OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion