Retirement plan

OREGON ANESTHESIOLOGY GROUP, P. C. 401(K) PROFIT SHARING PLAN

Name: OREGON ANESTHESIOLOGY GROUP, P. C. - OREGON ANESTHESIOLOGY GROUP, P. C. 401(K) PROFIT SHARING PLAN (2020) Form 5500
Creator: OREGON ANESTHESIOLOGY GROUP, P. C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, OREGON ANESTHESIOLOGY GROUP, P. C. 401(K) PROFIT SHARING PLAN, OREGON ANESTHESIOLOGY GROUP, P. C.

OREGON ANESTHESIOLOGY GROUP, P. C.EIN 93-1013923Plan #001PY 2020

707 S W WASHINGTON ST, SUITE 700 - PORTLAND, OR 97205503-299-9906oagpc.comLinkedIn201-500 employeeshospital & health care

Prospect flagsHigh feesHigh assets / participantCorrective distributions

How to read this page

Total assets (EOY)

$421.9M

-6.4% from 2016

Total participants

435

-4.7% from 2016

Average account balance

$969,870

-2.1% from 2016

Annual return

14.95%

-7.63 pp from 2016

Benchmarks

See 3,871 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants250-999

Cohort3,871 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$385.78M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$1.1M

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

355

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$11.52M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$59K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.13%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$511

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 7 by compensation

Provider	Service type	Compensation
ALDRICH WEALTH LIMITED PARTNERSHIP3 years Service code 27 PO BOX 35142 LB #1035 · SEATTLE, WA 981245142	Advisory (Plan)	$80,000
GREAT-WEST LIFE & ANNUITY INSURANCE6+ years Service code 15 · EIN 84-0467907	Recordkeeping	$72,653
RBC WEALTH MANAGEMENT2 years Filed as: RBC CAPITAL MARKETS LLC Service code 50 · EIN 41-1416330	Direct Payment	$41,502
KEUDELL MORRISON WEALTH MGMT2 years Service code 50 · EIN 45-4422907	Direct Payment	$9,623
SKYLINE FINANCIAL NORTHWEST1 year Service code 50 2121 SW BROADWAY STE 100 · PORTLAND, OR 97201	Direct Payment	$5,747
TD AMERITRADE, INC.5 years Filed as: TD AMERITRADE Service code 33 200 S 108TH AVENUE · OMAHA, NE 68154	Other investment fees and expenses; S...	$833
TD AMERITRADE, INC.5 years Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

3 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$248K

$761 / participant

Investment mgmt$139K56.0%
Other / not subdivided$109K44.0%

% of EOY assets

0.059%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: MOSS ADAMS, LLP
Auditor EIN: 911089318
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$969,870

$52,303+1754.3%

$178,510+443.3%

$73,415+1221.1%

Participation rate

100.0%

65.3%+34.7pp

81.9%+18.1pp

72.2%+27.8pp

Annual return

14.95%

34.76%-19.8pp

151.13%-136.2pp

59.30%-44.4pp

Employer contribution / active EE

$47,163

$1,737+2615.9%

$5,011+841.1%

$2,234+2011.3%

Participant deferral / active EE

$5,797

$2,334+148.4%

$5,202+11.4%

$3,806+52.3%

Admin fee / account holder

$570

$127+347.8%

$13,988-95.9%

$158+261.2%

Provider

Service type

Compensation

ALDRICH WEALTH LIMITED PARTNERSHIP3 years

Service code 27

PO BOX 35142 LB #1035 · SEATTLE, WA 981245142

Advisory (Plan)

$80,000

GREAT-WEST LIFE & ANNUITY INSURANCE6+ years

Service code 15 · EIN 84-0467907

Recordkeeping

$72,653

RBC WEALTH MANAGEMENT2 years

Filed as: RBC CAPITAL MARKETS LLC

Service code 50 · EIN 41-1416330

Direct Payment

$41,502

KEUDELL MORRISON WEALTH MGMT2 years

Service code 50 · EIN 45-4422907

Direct Payment

$9,623

SKYLINE FINANCIAL NORTHWEST1 year

Service code 50

2121 SW BROADWAY STE 100 · PORTLAND, OR 97201

Direct Payment

$5,747

TD AMERITRADE, INC.5 years

Filed as: TD AMERITRADE

Service code 33

200 S 108TH AVENUE · OMAHA, NE 68154

Other investment fees and expenses; S...

$833

TD AMERITRADE, INC.5 years

Service code 59

Shareholder Servicing

OREGON ANESTHESIOLOGY GROUP, P. C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

OREGON ANESTHESIOLOGY GROUP, P. C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion