Retirement plan

OREGON ANESTHESIOLOGY GROUP, P. C. 401(K) PROFIT SHARING PLAN

Name: OREGON ANESTHESIOLOGY GROUP, P. C. - OREGON ANESTHESIOLOGY GROUP, P. C. 401(K) PROFIT SHARING PLAN (2019) Form 5500
Creator: OREGON ANESTHESIOLOGY GROUP, P. C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, OREGON ANESTHESIOLOGY GROUP, P. C. 401(K) PROFIT SHARING PLAN, OREGON ANESTHESIOLOGY GROUP, P. C.

OREGON ANESTHESIOLOGY GROUP, P. C.EIN 93-1013923Plan #001PY 2019

707 SW WASHINGTON ST, SUITE 700 - PORTLAND, OR 97205503-299-9906oagpc.comLinkedIn201-500 employeeshospital & health care

Prospect flagsHigh feesHigh assets / participantCorrective distributions

How to read this page

Total assets (EOY)

$376.5M

-6.4% from 2016

Total participants

426

-4.7% from 2016

Average account balance

$894,208

-2.1% from 2016

Annual return

21.87%

-7.63 pp from 2016

Benchmarks

See 3,877 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants250-999

Cohort3,877 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$385.78M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$1.1M

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

355

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$11.52M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$59K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.13%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$511

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE1 year Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 15 · EIN 84-0767907	Recordkeeping	$72,973
ALDRICH WEALTH LIMITED PARTNERSHIP2 years Service code 27 P. O. BOX 35143 · SEATTLE, WA 981245143	Advisory (Plan)	$60,000
RBC WEALTH MANAGEMENT1 year Filed as: RBC CAPITAL MARKETS LLC Service code 50 · EIN 41-1416330	Direct Payment	$42,052
TD AMERITRADE, INC.4 years Filed as: TD AMERITRADE Service code 33 200 S 108TH AVENUE · OMAHA, NE 68154	Securities brokerage; Other investmen...	$10,913
KEUDELL MORRISON WEALTH MGMT1 year Service code 50 · EIN 45-4422907	Direct Payment	$8,464
TD AMERITRADE, INC.4 years Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2R2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

3 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$199K

$591 / participant

Investment mgmt$118K59.4%
Other / not subdivided$81K40.6%

% of EOY assets

0.053%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MOSS ADAMS, LLP
Auditor EIN: 911089318
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$894,208

$62,941+1320.7%

$172,757+417.6%

$67,584+1223.1%

Participation rate

98.5%

64.5%+34.0pp

82.6%+15.9pp

71.3%+27.2pp

Annual return

21.87%

30.36%-8.5pp

803.06%-781.2pp

378.59%-356.7pp

Employer contribution / active EE

$46,029

$1,636+2712.7%

$5,144+794.8%

$2,148+2043.0%

Participant deferral / active EE

$5,110

$2,145+138.2%

$5,198-1.7%

$3,540+44.4%

Admin fee / account holder

$473

$167+184.0%

$13,956-96.6%

$142+232.6%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE1 year

Filed as: GREAT WEST LIFE & ANNUITY INSURANCE

Service code 15 · EIN 84-0767907

Recordkeeping

$72,973

ALDRICH WEALTH LIMITED PARTNERSHIP2 years

Service code 27

P. O. BOX 35143 · SEATTLE, WA 981245143

Advisory (Plan)

$60,000

RBC WEALTH MANAGEMENT1 year

Filed as: RBC CAPITAL MARKETS LLC

Service code 50 · EIN 41-1416330

Direct Payment

$42,052

TD AMERITRADE, INC.4 years

Filed as: TD AMERITRADE

Service code 33

200 S 108TH AVENUE · OMAHA, NE 68154

Securities brokerage; Other investmen...

$10,913

KEUDELL MORRISON WEALTH MGMT1 year

Service code 50 · EIN 45-4422907

Direct Payment

$8,464

TD AMERITRADE, INC.4 years

Service code 59

Shareholder Servicing

OREGON ANESTHESIOLOGY GROUP, P. C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

OREGON ANESTHESIOLOGY GROUP, P. C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion