Retirement plan

OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) P/S PLAN

Name: OREGON ANESTHESIOLOGY GROUP, P.C. - OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) P/S PLAN (2015) Form 5500
Creator: OREGON ANESTHESIOLOGY GROUP, P.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) P/S PLAN, OREGON ANESTHESIOLOGY GROUP, P.C.

OREGON ANESTHESIOLOGY GROUP, P.C.EIN 93-1013923Plan #001PY 2015

707 SW WASHINGTON ST, SUITE 700 - PORTLAND, OR 97205503-299-9906oagpc.comLinkedIn201-500 employeeshospital & health care

Prospect flagsHigh feesHigh assets / participantCorrective distributions

How to read this page

Total assets (EOY)

$273.2M

-6.4% from 2016

Total participants

369

-4.7% from 2016

Average account balance

$754,775

-2.1% from 2016

Annual return

-0.82%

-7.63 pp from 2016

Benchmarks

See 3,168 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants250-999

Cohort3,168 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$385.78M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$1.1M

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

355

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$11.52M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$59K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.13%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$511

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
JP MORGAN INVESTMENT MANAGEMENT INC1+ years Filed as: INVESTMENT MANAGEMENT CONSULTANTS Service code 28 111 S.W. COLUMBIA AVE., SUITE 1080 · PORTLAND, OR 97201	Investment Management	$220,000
LATEEF MANAGEMENT ASSOCIATES1+ years Filed as: LATEEF INVESTMENTS Service code 26 300 DRAKES LANDING RD STE 100 · GREENBRAE, CA 94904	Advisory (Participants)	$67,464
INVESTMENT ADVISOR OPERATIONS1+ years Filed as: INVESTMENT ADVISOR OPS Service code 26 510 MARQUETTE AVE · MINNEAPOLIS, MN 55402	Advisory (Participants)	$45,531
GREAT-WEST LIFE & ANNUITY INSURANCE1+ years Service code 15 · EIN 84-0467907	Recordkeeping	$31,746
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 26 · EIN 13-4110995	Advisory (Participants)	$16,530
VALENTINE CPA1+ years Filed as: VALENTINE VENTURES LLC Service code 26 550 SW INDUSTRIAL WAY · BEND, OR 97702	Advisory (Participants)	$9,198

Plan features & details

Pension benefit codes2E2F2G2J2R2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

3 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$401K

$1377 / participant

Investment mgmt$220K54.9%
Other / not subdivided$181K45.1%

% of EOY assets

0.147%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MOSS ADAMS LLP
Auditor EIN: 911089318
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$754,775

$37,117+1933.5%

$147,618+411.3%

$55,191+1267.6%

Participation rate

97.6%

63.6%+34.0pp

84.6%+13.0pp

69.2%+28.4pp

Annual return

-0.82%

3.44%-4.3pp

61.98%-62.8pp

10.78%-11.6pp

Employer contribution / active EE

$43,123

$1,620+2561.2%

$5,564+675.0%

$1,899+2171.2%

Participant deferral / active EE

$5,079

$1,985+155.8%

$4,895+3.8%

$3,046+66.7%

Admin fee / account holder

$1,107

$86+1193.2%

$11,612-90.5%

$91+1119.0%

Provider

Service type

Compensation

JP MORGAN INVESTMENT MANAGEMENT INC1+ years

Filed as: INVESTMENT MANAGEMENT CONSULTANTS

Service code 28

111 S.W. COLUMBIA AVE., SUITE 1080 · PORTLAND, OR 97201

Investment Management

$220,000

LATEEF MANAGEMENT ASSOCIATES1+ years

Filed as: LATEEF INVESTMENTS

Service code 26

300 DRAKES LANDING RD STE 100 · GREENBRAE, CA 94904

Advisory (Participants)

$67,464

INVESTMENT ADVISOR OPERATIONS1+ years

Filed as: INVESTMENT ADVISOR OPS

Service code 26

510 MARQUETTE AVE · MINNEAPOLIS, MN 55402

Advisory (Participants)

$45,531

GREAT-WEST LIFE & ANNUITY INSURANCE1+ years

Service code 15 · EIN 84-0467907

Recordkeeping

$31,746

MORGAN STANLEY SMITH BARNEY1+ years

Filed as: J.P. MORGAN SECURITIES LLC

Service code 26 · EIN 13-4110995

Advisory (Participants)

$16,530

VALENTINE CPA1+ years

Filed as: VALENTINE VENTURES LLC

Service code 26

550 SW INDUSTRIAL WAY · BEND, OR 97702

Advisory (Participants)

$9,198

OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) P/S PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) P/S PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion