Retirement plan

OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN

Name: OREGON ANESTHESIOLOGY GROUP, P.C. - OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN (2021) Form 5500
Creator: OREGON ANESTHESIOLOGY GROUP, P.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN, OREGON ANESTHESIOLOGY GROUP, P.C.

OREGON ANESTHESIOLOGY GROUP, P.C.EIN 93-1013923Plan #001PY 2021

707 S W WASHINGTON ST, SUITE 700 - PORTLAND, OR 97205503-299-9906oagpc.comLinkedIn201-500 employeeshospital & health care

Other plans on this EIN

1 filing

#002Retirement-$1.6M assets

Prospect flagsLow returnsHigh feesHigh assets / participant

How to read this page

Total assets (EOY)

$454M

-6.4% from 2016

Total participants

430

-4.7% from 2016

Average account balance

$1,055,782

-2.1% from 2016

Annual return

12.29%

-7.63 pp from 2016

Benchmarks

See 3,798 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants250-999

Cohort3,798 peers

Snapshot2021

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$385.78M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$1.1M

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

355

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$11.52M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$59K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.13%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$511

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 7 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE7+ years Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping	$125,357
ALDRICH WEALTH LIMITED PARTNERSHIP4 years Service code 27 PO BOX 35142 LB #1035 · SEATTLE, WA 981245142	Advisory (Plan)	$78,750
RBC WEALTH MANAGEMENT3 years Filed as: RBC CAPITAL MARKETS LLC Service code 50 · EIN 41-1416330	Direct Payment	$53,527
MOSS ADAMS LLP1 year Filed as: MOSS ADAMS Service code 99 805 SW BROADWAY, SUITE 1200 · PORTLAND, OR 97205	Other Fees	$16,025
KEUDELL MORRISON WEALTH MGMT3 years Service code 50 · EIN 45-4422907	Direct Payment	$11,572
SKYLINE FINANCIAL NORTHWEST2 years Service code 50 2121 SW BROADWAY STE 100 · PORTLAND, OR 97201	Direct Payment	$7,095
TD AMERITRADE, INC.6 years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154	Shareholder servicing fees; Securitie...	$5,462

Plan features & details

Pension benefit codes2E2F2G2J2R2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

3 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$284K

$909 / participant

Investment mgmt$154K54.3%
Other / not subdivided$130K45.7%

% of EOY assets

0.062%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: MOSSA ADAMS, LLP
Auditor EIN: 911089318
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$1,055,782

$56,551+1767.0%

$185,854+468.1%

$86,828+1115.9%

Participation rate

100.0%

65.5%+34.5pp

81.7%+18.3pp

72.3%+27.7pp

Annual return

12.29%

118.23%-105.9pp

122.12%-109.8pp

97.95%-85.7pp

Employer contribution / active EE

$48,544

$1,845+2531.3%

$5,169+839.2%

$2,406+1917.5%

Participant deferral / active EE

$5,902

$2,556+130.9%

$5,569+6.0%

$4,132+42.8%

Admin fee / account holder

$660

$150+340.8%

$16,246-95.9%

$170+289.1%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE7+ years

Service code 15

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping

$125,357

ALDRICH WEALTH LIMITED PARTNERSHIP4 years

Service code 27

PO BOX 35142 LB #1035 · SEATTLE, WA 981245142

Advisory (Plan)

$78,750

RBC WEALTH MANAGEMENT3 years

Filed as: RBC CAPITAL MARKETS LLC

Service code 50 · EIN 41-1416330

Direct Payment

$53,527

MOSS ADAMS LLP1 year

Filed as: MOSS ADAMS

Service code 99

805 SW BROADWAY, SUITE 1200 · PORTLAND, OR 97205

Other Fees

$16,025

KEUDELL MORRISON WEALTH MGMT3 years

Service code 50 · EIN 45-4422907

Direct Payment

$11,572

SKYLINE FINANCIAL NORTHWEST2 years

Service code 50

2121 SW BROADWAY STE 100 · PORTLAND, OR 97201

Direct Payment

$7,095

TD AMERITRADE, INC.6 years

Service code 33

200 S. 108TH AVENUE · OMAHA, NE 68154

Shareholder servicing fees; Securitie...

$5,462

OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

OREGON ANESTHESIOLOGY GROUP, P.C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion