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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST RETIREMENT Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $6,492 |
HONOR, TOWNSEND & KENT1 year Filed as: HONOR TOWNSEND & KENT LLC Service code 55 600 DRESHER RD. · HORSHAM, PA 19044 | Other Commissions | $1,620 |
Filed as: CETERA INVESTMENT SERVICES LLC Service code 55 | Other Commissions | $1,025 |
Filed as: PANAGIOTU PENSION ADVISORS Service code 13 | Contract Administrator | $530 |
Service code 13 7350 CIRQUE DRIVE WEST SUITE 201 · UNIVERSITY PLACE, WA 98467 | Contract Administrator | $245 |
CETERA ADVISOR NETWORKS LLC2 years Filed as: CETERA INVESTMENT SERVICES Service code 55 400 FIRST ST SOUTH SUITE 300 · ST CLOUD, MN 56301 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,736 | $32,865-52.1% | $75,826-79.2% | $56,289-72.0% |
| Participation rate | 28.2% | 53.0%-24.8pp | 68.2%-40.1pp | 69.9%-41.7pp |
| Annual return | -11.49% | -5.01%-6.5pp | 1914.15%-1925.6pp | -9.96%-1.5pp |
| Employer contribution / active EE | $0 | $891-100.0% | $1,913-100.0% | $2,111-100.0% |
| Participant deferral / active EE | $1,284 | $1,683-23.7% | $2,862-55.1% | $3,350-61.7% |
| Admin fee / account holder | $198 | $185+7.3% | $4,726-95.8% | $521-62.0% |