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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST RETIREMENT Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $4,784 |
Service code 13 7350 CIRQUE DRIVE WEST SUITE 201 · UNIVERSITY PLACE, WA 98467 | Contract Administrator | $225 |
Filed as: CETERA INVESTMENT SERVICES Service code 55 400 FIRST ST SOUTH SUITE 300 · ST CLOUD, MN 56301 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,960 | $40,479-63.0% | $78,210-80.9% | $62,293-76.0% |
| Participation rate | 29.1% | 54.6%-25.5pp | 68.7%-39.6pp | 69.5%-40.4pp |
| Annual return | 22.22% | 66.31%-44.1pp | 40.90%-18.7pp | 28.90%-6.7pp |
| Employer contribution / active EE | $0 | $1,024-100.0% | $2,034-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $733 | $1,718-57.3% | $2,823-74.0% | $3,169-76.9% |
| Admin fee / account holder | $160 | $376-57.4% | $3,758-95.7% | $479-66.6% |