Filed December 30, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $188,896 |
UBS FINANCIAL SERVICES INC5 years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $38,590 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,608 | $52,626+13.3% | $98,508-39.5% | $93,010-35.9% |
| Participation rate | 70.9% | 65.3%+5.5pp | 73.3%-2.5pp | 73.9%-3.0pp |
| Annual return | 15.84% | 16.95%-1.1pp | 1495.22%-1479.4pp | 158.70%-142.9pp |
| Employer contribution / active EE | $1,506 | $1,894-20.5% | $2,961-49.1% | $2,705-44.3% |
| Participant deferral / active EE | $5,329 | $2,907+83.3% | $4,276+24.6% | $4,561+16.8% |
| Admin fee / account holder | $97 | $102-5.1% | $5,956-98.4% | $152-36.1% |