Filed December 30, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $58,215 |
UBS FINANCIAL SERVICES INC4 years Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $51,454 |
Service code 99 PO BOX 734603 · CHICAGO, IL 606734603 | Other Fees | $10,833 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,070 | $47,634+9.3% | $90,404-42.4% | $90,288-42.3% |
| Participation rate | 70.0% | 67.5%+2.5pp | 72.7%-2.7pp | 73.4%-3.3pp |
| Annual return | 27.63% | 19.61%+8.0pp | 1293.02%-1265.4pp | 53.97%-26.3pp |
| Employer contribution / active EE | $1,456 | $1,749-16.8% | $3,262-55.4% | $2,524-42.3% |
| Participant deferral / active EE | $5,027 | $2,824+78.0% | $3,963+26.8% | $4,232+18.8% |
| Admin fee / account holder | $54 | $106-49.2% | $5,611-99.0% | $114-52.8% |