Filed December 30, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $172,226 |
UBS FINANCIAL SERVICES INC3 years Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $63,942 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $18,521 |
UNITED RETIREMENT INC3 years Service code 13 · EIN 25-1759623 | Contract Administrator | $15,739 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,370 | $44,794-7.6% | $90,336-54.2% | $77,775-46.8% |
| Participation rate | 58.0% | 66.6%-8.6pp | 73.3%-15.3pp | 73.2%-15.2pp |
| Annual return | 54.50% | 28.23%+26.3pp | 78.15%-23.7pp | 32.58%+21.9pp |
| Employer contribution / active EE | $1,284 | $1,809-29.0% | $2,856-55.0% | $2,504-48.7% |
| Participant deferral / active EE | $3,750 | $2,642+41.9% | $3,886-3.5% | $3,966-5.5% |
| Admin fee / account holder | $70 | $94-25.4% | $5,357-98.7% | $100-29.6% |