Filed December 30, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $224,252 |
UBS FINANCIAL SERVICES INC6 years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $65,861 |
COOPER SAVAS LLC1 year Service code 10 170 S MAIN ST STE 800 · SALT LAKE CITY, UT 841011656 | Accounting | $8,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,127 | $43,113+11.6% | $82,719-41.8% | $77,904-38.2% |
| Participation rate | 68.4% | 63.8%+4.6pp | 72.6%-4.1pp | 73.7%-5.2pp |
| Annual return | -15.61% | 2.60%-18.2pp | 701.18%-716.8pp | 12.21%-27.8pp |
| Employer contribution / active EE | $1,595 | $1,924-17.1% | $3,009-47.0% | $2,848-44.0% |
| Participant deferral / active EE | $5,142 | $3,057+68.2% | $4,395+17.0% | $4,806+7.0% |
| Admin fee / account holder | $118 | $102+15.6% | $5,329-97.8% | $133-10.8% |