Filed December 30, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $224,252 |
UBS FINANCIAL SERVICES INC6 years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $65,861 |
COOPER SAVAS LLC1 year Service code 10 170 S MAIN ST STE 800 · SALT LAKE CITY, UT 841011656 | Accounting | $8,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,127 | $43,236+11.3% | $82,768-41.9% | $77,906-38.2% |
| Participation rate | 68.4% | 64.2%+4.2pp | 72.6%-4.1pp | 73.7%-5.3pp |
| Annual return | -15.61% | 2.40%-18.0pp | 702.70%-718.3pp | 12.16%-27.8pp |
| Employer contribution / active EE | $1,595 | $1,924-17.1% | $3,008-47.0% | $2,846-44.0% |
| Participant deferral / active EE | $5,142 | $3,069+67.5% | $4,395+17.0% | $4,805+7.0% |
| Admin fee / account holder | $118 | $102+15.3% | $5,326-97.8% | $133-10.9% |