Filed September 13, 2012 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Recordkeeping fees; Distribution (12b... | $455,397 |
THE GARDNER GROUP8 years Service code 26 · EIN 26-1629539 | Advisory (Participants) | $20,785 |
BEAIRD HARRIS3 years Service code 26 · EIN 75-2569390 | Advisory (Participants) | $13,601 |
TRUE NORTH ADVISORS1 year Filed as: TRUE NORTH ADVISORS LLC Service code 26 · EIN 75-2871229 | Advisory (Participants) | $6,508 |
CHARLES SCHWAB & CO., INC.8 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $4,206 |
MID ATLANTIC CAPITAL CORPORATION10+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $233,158 | $113,293+105.8% | $67,502+245.4% | $199,593+16.8% |
| Participation rate | 99.6% | 73.3%+26.2pp | 72.9%+26.7pp | 72.0%+27.6pp |
| Annual return | 13.44% | 15.88%-2.4pp | 3512.12%-3498.7pp | 34.25%-20.8pp |
| Employer contribution / active EE | $14,119 | $3,401+315.2% | $2,731+417.0% | $3,034+365.3% |
| Participant deferral / active EE | $6,397 | $4,159+53.8% | $4,000+59.9% | $5,087+25.7% |
| Admin fee / account holder | $105 | $103+2.0% | $3,998-97.4% | $269-61.1% |