Filed September 13, 2012 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Sales loads (front end... | $426,060 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $22,830 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $152,504 | $85,199+79.0% | $57,179+166.7% | $63,975+138.4% |
| Participation rate | 85.1% | 74.0%+11.0pp | 75.3%+9.7pp | 71.1%+13.9pp |
| Annual return | 7.30% | 10.43%-3.1pp | 14.59%-7.3pp | 48.65%-41.4pp |
| Employer contribution / active EE | $6,364 | $3,446+84.7% | $2,682+137.2% | $2,182+191.7% |
| Participant deferral / active EE | $6,310 | $3,109+103.0% | $3,096+103.8% | $3,356+88.0% |
| Admin fee / account holder | $19 | $39-50.1% | $3,139-99.4% | $70-72.6% |