Filed September 13, 2012 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Participant communicat... | $462,928 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $18,593 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,274 | $112,772+27.9% | $57,343+151.6% | $59,188+143.8% |
| Participation rate | 76.1% | 71.3%+4.8pp | 75.1%+1.0pp | 69.4%+6.7pp |
| Annual return | 1.73% | 0.85%+0.9pp | 24.39%-22.7pp | 5.51%-3.8pp |
| Employer contribution / active EE | $5,629 | $3,400+65.5% | $2,689+109.4% | $2,098+168.3% |
| Participant deferral / active EE | $5,473 | $3,010+81.8% | $3,162+73.1% | $3,265+67.6% |
| Admin fee / account holder | $106 | $144-26.7% | $3,356-96.9% | $92+14.5% |