Filed September 13, 2012 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Finders' fees / placem... | $512,593 |
THE GARDNER GROUP1 year Service code 26 · EIN 26-1629539 | Advisory (Participants) | $17,971 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $3,166 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $143,020 | $92,091+55.3% | $62,995+127.0% | $77,958+83.5% |
| Participation rate | 100.0% | 74.5%+25.5pp | 74.8%+25.2pp | 71.6%+28.4pp |
| Annual return | 15.31% | 16.23%-0.9pp | 87.57%-72.3pp | 20.87%-5.6pp |
| Employer contribution / active EE | $6,505 | $3,424+90.0% | $2,759+135.8% | $2,310+181.5% |
| Participant deferral / active EE | $6,655 | $3,361+98.0% | $3,329+99.9% | $3,537+88.2% |
| Admin fee / account holder | $94 | $48+96.1% | $3,600-97.4% | $97-3.5% |