Filed September 13, 2012 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $445,469 |
THE GARDNER GROUP7 years Service code 26 · EIN 26-1629539 | Advisory (Participants) | $21,841 |
BEAIRD HARRIS2 years Service code 26 · EIN 75-2569390 | Advisory (Participants) | $12,231 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $4,106 |
CHARLES SCHWAB & CO., INC.7 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION9+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $213,251 | $105,179+102.8% | $64,110+232.6% | $80,187+165.9% |
| Participation rate | 100.0% | 73.5%+26.5pp | 72.3%+27.7pp | 72.9%+27.1pp |
| Annual return | 16.34% | 20.34%-4.0pp | 33.75%-17.4pp | 40.40%-24.1pp |
| Employer contribution / active EE | $13,586 | $3,311+310.4% | $2,751+393.9% | $2,980+355.9% |
| Participant deferral / active EE | $6,190 | $4,020+54.0% | $3,883+59.4% | $5,016+23.4% |
| Admin fee / account holder | $102 | $113-9.7% | $3,071-96.7% | $145-29.4% |