Filed December 28, 2009 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $278,206 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $44,891 |
Service code 26 · EIN 35-2469176 | Advisory (Participants) | $43,767 |
Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $142,778 | $106,382+34.2% | $153,485-7.0% | $106,382+34.2% |
| Participation rate | 98.7% | 69.9%+28.8pp | 77.1%+21.6pp | 69.9%+28.8pp |
| Annual return | 13.31% | 17.37%-4.1pp | 15.65%-2.3pp | 17.37%-4.1pp |
| Employer contribution / active EE | $9,352 | $3,364+178.0% | $5,039+85.6% | $3,364+178.0% |
| Participant deferral / active EE | $7,579 | $5,569+36.1% | $6,757+12.2% | $5,569+36.1% |
| Admin fee / account holder | $19 | $79-75.7% | $12,724-99.8% | $79-75.7% |