Filed December 28, 2009 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $253,791 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $118,776 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $97 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $124,473 | $80,976+53.7% | $118,746+4.8% | $80,976+53.7% |
| Participation rate | 98.7% | 68.3%+30.5pp | 78.3%+20.5pp | 68.3%+30.5pp |
| Annual return | 15.64% | 22.91%-7.3pp | 24.54%-8.9pp | 22.91%-7.3pp |
| Employer contribution / active EE | $5,881 | $2,402+144.8% | $4,193+40.3% | $2,402+144.8% |
| Participant deferral / active EE | $5,740 | $3,848+49.2% | $5,332+7.6% | $3,848+49.2% |
| Admin fee / account holder | $20 | $67-70.8% | $10,720-99.8% | $67-70.8% |