Filed December 28, 2009 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $227,705 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $172,426 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $54 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,828 | $329,111-65.7% | $105,754+6.7% | $329,111-65.7% |
| Participation rate | 98.7% | 67.9%+30.8pp | 78.9%+19.7pp | 67.9%+30.8pp |
| Annual return | 7.90% | 16.35%-8.5pp | 12.25%-4.4pp | 16.35%-8.5pp |
| Employer contribution / active EE | $6,773 | $2,303+194.0% | $4,079+66.0% | $2,303+194.0% |
| Participant deferral / active EE | $6,187 | $3,682+68.0% | $5,326+16.2% | $3,682+68.0% |
| Admin fee / account holder | $16 | $754-97.9% | $8,309-99.8% | $754-97.9% |