Filed December 28, 2009 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $256,852 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $109,824 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $10 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,208 | $73,367+46.1% | $111,392-3.8% | $73,367+46.1% |
| Participation rate | 98.9% | 69.5%+29.4pp | 78.9%+20.1pp | 69.5%+29.4pp |
| Annual return | -5.75% | 173.45%-179.2pp | -2.06%-3.7pp | 173.45%-179.2pp |
| Employer contribution / active EE | $6,233 | $2,499+149.4% | $4,328+44.0% | $2,499+149.4% |
| Participant deferral / active EE | $5,689 | $4,033+41.1% | $5,567+2.2% | $4,033+41.1% |
| Admin fee / account holder | $16 | $68-76.2% | $12,266-99.9% | $68-76.2% |