Filed December 28, 2009 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES CO. Service code 13 · EIN 74-2279754 | Contract Administrator | $282,915 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $29,885 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,221 | $69,651+43.9% | $90,223+11.1% | $69,651+43.9% |
| Participation rate | 98.6% | 66.6%+32.0pp | 79.0%+19.5pp | 66.6%+32.0pp |
| Annual return | -1.54% | 53.77%-55.3pp | 1.31%-2.9pp | 53.77%-55.3pp |
| Employer contribution / active EE | $7,460 | $2,241+233.0% | $4,378+70.4% | $2,241+233.0% |
| Participant deferral / active EE | $6,295 | $3,635+73.2% | $5,792+8.7% | $3,635+73.2% |
| Admin fee / account holder | $19 | $63-70.7% | $7,406-99.7% | $63-70.7% |