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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TORTOISE INVESTMENT MANAGEMENT Service code 26 · EIN 20-1723529 | Advisory (Participants) | $54,565 |
Service code 26 · EIN 95-4670255 | Advisory (Participants) | $34,953 |
CHARLES SCHWAB & CO., INC.7 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $4,573 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $496,336 | $106,110+367.8% | $147,005+237.6% | $77,671+539.0% |
| Participation rate | 98.1% | 78.4%+19.7pp | 82.2%+15.9pp | 70.6%+27.5pp |
| Annual return | 14.01% | 56.77%-42.8pp | 418.76%-404.8pp | 31.21%-17.2pp |
| Employer contribution / active EE | $20,428 | $4,065+402.6% | $4,934+314.0% | $2,726+649.3% |
| Participant deferral / active EE | $17,599 | $7,992+120.2% | $8,070+118.1% | $4,648+278.6% |
| Admin fee / account holder | $199 | $338-41.0% | $13,006-98.5% | $430-53.7% |