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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TORTOISE INVESTMENT MANAGEMENT Service code 26 · EIN 20-1723529 | Advisory (Participants) | $48,539 |
Service code 26 · EIN 95-4670255 | Advisory (Participants) | $30,941 |
SUSMAN GODFREY LLP2 years Service code 10 · EIN 74-2138615 | Accounting | $26,250 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $15,420 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $4,549 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC. AND AFFILI Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $496,618 | $104,336+376.0% | $159,455+211.4% | $86,813+472.1% |
| Participation rate | 97.3% | 77.7%+19.6pp | 82.8%+14.4pp | 72.3%+25.0pp |
| Annual return | 14.64% | 26.32%-11.7pp | 263.63%-249.0pp | 97.93%-83.3pp |
| Employer contribution / active EE | $16,493 | $3,451+377.9% | $4,830+241.5% | $2,406+585.6% |
| Participant deferral / active EE | $14,097 | $6,837+106.2% | $7,353+91.7% | $4,131+241.2% |
| Admin fee / account holder | $339 | $172+96.6% | $10,800-96.9% | $170+99.7% |