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| Provider | Service type | Compensation |
|---|---|---|
GENTER ADVISORS LLC1+ years Service code 26 · EIN 95-4868257 | Advisory (Participants) | $8,947 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $8,431 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $3,900 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $336,728 | $70,002+381.0% | $115,038+192.7% | $52,331+543.5% |
| Participation rate | 89.7% | 72.1%+17.6pp | 81.4%+8.3pp | 68.1%+21.6pp |
| Annual return | -0.31% | 4.04%-4.4pp | 26.14%-26.5pp | 4.54%-4.9pp |
| Employer contribution / active EE | $16,093 | $2,715+492.8% | $4,608+249.3% | $1,882+755.2% |
| Participant deferral / active EE | $12,614 | $4,920+156.4% | $6,026+109.3% | $3,022+317.4% |
| Admin fee / account holder | $54 | $566-90.4% | $8,175-99.3% | $592-90.8% |