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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TORTOISE INVESTMENT MANAGEMENT Service code 26 · EIN 20-1723529 | Advisory (Participants) | $52,730 |
Service code 26 · EIN 95-4670255 | Advisory (Participants) | $30,658 |
CHARLES SCHWAB & CO., INC.6 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,320 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $442,550 | $95,417+363.8% | $135,974+225.5% | $74,460+494.3% |
| Participation rate | 98.5% | 78.2%+20.3pp | 81.9%+16.6pp | 70.7%+27.8pp |
| Annual return | 17.13% | 32.76%-15.6pp | 68.30%-51.2pp | 34.38%-17.2pp |
| Employer contribution / active EE | $19,802 | $3,878+410.7% | $4,859+307.5% | $2,638+650.6% |
| Participant deferral / active EE | $16,487 | $7,789+111.7% | $7,760+112.5% | $4,530+264.0% |
| Admin fee / account holder | $195 | $266-26.6% | $10,767-98.2% | $348-43.8% |