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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TORTOISE INVESTMENT MANAGEMENT Service code 26 · EIN 20-1723529 | Advisory (Participants) | $49,046 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $6,534 |
CHARLES SCHWAB & CO., INC.5 years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $2,713 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO INC. AND AFFILI Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $391,516 | $82,163+376.5% | $125,381+212.3% | $64,819+504.0% |
| Participation rate | 98.1% | 77.9%+20.2pp | 82.4%+15.7pp | 71.5%+26.6pp |
| Annual return | -16.02% | 3.49%-19.5pp | 572.31%-588.3pp | 32.84%-48.9pp |
| Employer contribution / active EE | $17,597 | $3,616+386.6% | $4,815+265.4% | $2,507+602.0% |
| Participant deferral / active EE | $14,913 | $7,175+107.9% | $7,448+100.2% | $4,311+245.9% |
| Admin fee / account holder | $147 | $163-9.7% | $10,007-98.5% | $188-21.5% |