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| Provider | Service type | Compensation |
|---|---|---|
SUSMAN GODFREY LLP1 year Service code 28 · EIN 74-2138615 | Investment Management | $117,511 |
Filed as: TORTOISE INVESTMENT MANAGEMENT Service code 26 · EIN 20-1723529 | Advisory (Participants) | $42,906 |
Service code 26 · EIN 95-4670255 | Advisory (Participants) | $26,208 |
1919 INVESTMENT COUNSEL, LLC5 years Filed as: 1919 INVESTMENT COUNSEL LLC Service code 26 · EIN 26-0103189 | Advisory (Participants) | $8,384 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Other inv... | $4,634 |
Filed as: CHARLES SCHWAB & CO INC. AND AFFILI Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $465,772 | $100,801+362.1% | $149,745+211.0% | $73,412+534.5% |
| Participation rate | 92.9% | 77.7%+15.2pp | 82.5%+10.4pp | 72.2%+20.8pp |
| Annual return | 10.51% | 265.34%-254.8pp | 276.72%-266.2pp | 59.30%-48.8pp |
| Employer contribution / active EE | $16,819 | $3,312+407.9% | $4,646+262.0% | $2,234+653.0% |
| Participant deferral / active EE | $13,887 | $6,404+116.8% | $6,843+102.9% | $3,806+264.9% |
| Admin fee / account holder | $607 | $181+235.8% | $9,312-93.5% | $158+284.6% |