Filed December 29, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MERCER5+ years Filed as: MERCER INVESTMENT MGMT. Service code 51 · EIN 30-0282430 | Investment Mgmt Fees | $2,181,313 |
WILLIS TOWERS WATSON US LLC5+ years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 53-0181291 | Actuarial | $1,836,977 |
NISA INVESTMENT ADVISORS, LLC5+ years Filed as: NISA INVESTMENT ADVISORS Service code 50 · EIN 48-1140940 | Direct Payment | $1,273,745 |
Service code 51 · EIN 52-1200960 | Investment Mgmt Fees | $660,464 |
NORTHERN TRUST COMPANY4 years Filed as: NORTHERN TRUST Service code 23 · EIN 36-1561860 | Insurance services; Direct payment fr... | $607,887 |
LOGAN CIRCLE PARTNERS, LP4 years Filed as: LOGAN CIRCLE PARTNERS Service code 28 · EIN 20-8262386 | Investment Management | $481,006 |
INVESTEC ASSET MANAGEMENT5+ years Filed as: INVESTEC EMERGING MARKETS Service code 51 · EIN 39-2079691 | Investment Mgmt Fees | $453,837 |
Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 10 · EIN 13-5581829 | Accounting | $355,498 |
BAILLIE GIFFORD OVERSEAS LTD3 years Filed as: BAILLIE GIFFORD ACWI Service code 51 · EIN 22-3438530 | Investment Mgmt Fees | $339,672 |
Filed as: METLIFE INVESTMENT MGMT Service code 51 · EIN 82-2405817 | Investment Mgmt Fees | $328,966 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10022 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10024 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $894,319,009-100.0% | $286,273-100.0% | $894,319,009-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 30.6%-30.6pp | 0.0%0pp |
| Annual return | 14.53% | 24.48%-9.9pp | 10.78%+3.8pp | 24.48%-9.9pp |
| Employer contribution / active EE | $0 | $9,418-100.0% | $41,857-100.0% | $9,418-100.0% |
| Participant deferral / active EE | $0 | $501-100.0% | $59-100.0% | $501-100.0% |
| Admin fee / account holder | $0 | $2,968,729-100.0% | $83,605-100.0% | $2,968,729-100.0% |