Filed December 29, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MERCER8+ years Filed as: MERCER INVESTMENT MGMT. Service code 51 · EIN 30-0282430 | Investment Mgmt Fees | $3,740,275 |
WILLIS TOWERS WATSON US LLC8+ years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 53-0181291 | Actuarial | $2,066,581 |
NISA INVESTMENT ADVISORS, LLC8+ years Filed as: NISA INVESTMENT ADVISORS Service code 50 · EIN 48-1140940 | Direct Payment | $1,164,899 |
LEGG MASON2 years Filed as: LEGG MASON, INC. AND SUBSIDIARIES Service code 51 · EIN 52-1200960 | Investment Mgmt Fees | $827,245 |
Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 10 · EIN 13-5581829 | Accounting | $713,226 |
Filed as: METLIFE INVESTMENT MGMT Service code 51 · EIN 82-2405817 | Investment Mgmt Fees | $621,462 |
Filed as: NINETY ONE GLOBAL SELECT SERIES LLC Service code 50 · EIN 39-2079691 | Direct Payment | $278,444 |
ACADIAN ASSET MANAGEMENT LLC4 years Service code 28 · EIN 04-2929221 | Investment Management | $184,958 |
NORTHERN TRUST COMPANY1 year Service code 21 · EIN 36-1561860 | Bank Trustee | $158,032 |
MERCER8+ years Service code 11 · EIN 13-2834414 | Actuarial | $157,413 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10024 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10022 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $1,469,698-100.0% | $565,817-100.0% | $1,469,698-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 29.9%-29.9pp | 0.0%0pp |
| Annual return | -28.04% | 7.68%-35.7pp | -8.80%-19.2pp | 7.68%-35.7pp |
| Employer contribution / active EE | $0 | $9,142-100.0% | $43,463-100.0% | $9,142-100.0% |
| Participant deferral / active EE | $0 | $462-100.0% | $12-100.0% | $462-100.0% |
| Admin fee / account holder | $0 | $19,323-100.0% | $866-100.0% | $19,323-100.0% |