Filed December 29, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MERCER7+ years Filed as: MERCER INVESTMENT MGMT. Service code 51 · EIN 30-0282430 | Investment Mgmt Fees | $2,507,983 |
WILLIS TOWERS WATSON US LLC7+ years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 53-0181291 | Actuarial | $1,840,166 |
NISA INVESTMENT ADVISORS, LLC7+ years Filed as: NISA INVESTMENT ADVISORS Service code 50 · EIN 48-1140940 | Direct Payment | $1,401,921 |
LEGG MASON1 year Filed as: LEGG MASON, INC. AND SUBSIDIARIES Service code 51 · EIN 52-1200960 | Investment Mgmt Fees | $1,007,280 |
Filed as: METROPOLITAN LIFE INSURANCE COMPANY Service code 10 · EIN 13-5581829 | Accounting | $1,002,161 |
NORTHERN TRUST COMPANY6 years Filed as: NORTHERN TRUST Service code 23 · EIN 36-1561860 | Direct payment from the plan; Insuran... | $809,033 |
ACADIAN ASSET MANAGEMENT LLC3 years Service code 28 · EIN 04-2929221 | Investment Management | $262,673 |
STATE STREET GLOBAL ADVISORS3 years Filed as: STATE STREET BANK & TRUST CO. Service code 51 · EIN 04-1867445 | Investment Mgmt Fees | $104,166 |
STATE STREET GLOBAL ADVISORS7+ years Service code 19 · EIN 81-4017137 | Securities Custodian | $79,285 |
Filed as: BAILLIE GIFFORD OVERSEAS LTD. Service code 51 · EIN 22-3438530 | Investment Mgmt Fees | $25,275 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10022 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10024 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $369,410-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 29.4%-29.4pp | 0.0%0pp |
| Annual return | 2.57% | 13.51%-10.9pp | 8.29%-5.7pp | 13.51%-10.9pp |
| Employer contribution / active EE | $0 | $8,170-100.0% | $40,774-100.0% | $8,170-100.0% |
| Participant deferral / active EE | $0 | $488-100.0% | $26-100.0% | $488-100.0% |
| Admin fee / account holder | $0 | $0 | $4,495-100.0% | - |