Filed December 29, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MERCER4+ years Filed as: MERCER INVESTMENT MGMT. Service code 51 · EIN 30-0282430 | Investment Mgmt Fees | $2,374,377 |
WILLIS TOWERS WATSON US LLC4+ years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 53-0181291 | Actuarial | $2,130,293 |
COPPEROCK3 years Service code 28 | Investment Management | $780,551 |
NISA INVESTMENT ADVISORS, LLC4+ years Filed as: NISA INVESTMENT ADVISORS Service code 50 · EIN 48-1140940 | Direct Payment | $703,068 |
LOGAN CIRCLE PARTNERS, LP3 years Filed as: LOGAN CIRCLE PARTNERS Service code 28 · EIN 20-8262386 | Investment Management | $588,343 |
INVESTEC ASSET MANAGEMENT3 years Filed as: INVESTEC EM MKTS LOCAL CURRENCY Service code 28 · EIN 27-3203031 | Investment Management | $540,061 |
NORTHERN TRUST COMPANY3 years Filed as: NORTHERN TRUST Service code 23 · EIN 36-1561860 | Insurance services; Direct payment fr... | $529,059 |
Service code 51 · EIN 52-1200960 | Investment Mgmt Fees | $413,441 |
BAILLIE GIFFORD OVERSEAS LTD2 years Filed as: BAILLIE GIFFORD ACWI Service code 51 · EIN 22-3438530 | Investment Mgmt Fees | $344,066 |
REDWOOD INVESTMENTS, LLC1 year Service code 51 · EIN 20-1400026 | Investment Mgmt Fees | $300,425 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10022 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10024 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $7,764,297-100.0% | $336,864-100.0% | $7,764,297-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 27.8%-27.8pp | 0.0%0pp |
| Annual return | 0.03% | -1.95%+2.0pp | -3.29%+3.3pp | -1.95%+2.0pp |
| Employer contribution / active EE | $0 | $9,243-100.0% | $36,762-100.0% | $9,243-100.0% |
| Participant deferral / active EE | $0 | $425-100.0% | $11-100.0% | $425-100.0% |
| Admin fee / account holder | $0 | $62,356-100.0% | $6,121-100.0% | $62,356-100.0% |