Filed December 29, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
MERCER1+ years Filed as: MERCER INVESTMENT MGMT. Service code 28 · EIN 30-0282430 | Investment Management | $2,159,705 |
WILLIS TOWERS WATSON US LLC1+ years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 53-0181291 | Actuarial | $1,563,764 |
ARROWSTREET CAPITAL1+ years Filed as: ARROWSTREET CAPITAL, LP Service code 28 · EIN 04-3472863 | Investment Management | $1,233,840 |
NUVEEN1+ years Filed as: NWQ INVESTMENT MGMT. Service code 28 · EIN 47-0875103 | Investment Management | $666,575 |
Service code 28 · EIN 27-3203031 | Investment Management | $617,131 |
NISA INVESTMENT ADVISORS, LLC1+ years Filed as: NISA INVESTMENT ADVISORS Service code 28 · EIN 48-1140940 | Investment Management | $576,996 |
JPMORGAN INVEST HOLDINGS LLC1+ years Filed as: JPMORGAN CHASE Service code 23 · EIN 13-4994650 | Insurance services; Direct payment fr... | $508,047 |
COLUMBIA1+ years Filed as: COLUMBIA MANAGEMENT Service code 28 · EIN 41-1533211 | Investment Management | $462,777 |
GOLDMAN SACHS1+ years Filed as: GOLDMAN SACHS ASSET MGMT. Service code 28 · EIN 13-3575636 | Investment Management | $422,257 |
Filed as: PRUDENTIAL TRUST CO. Service code 28 · EIN 23-6994310 | Investment Management | $405,647 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | GLITNIR BANKI HF | — | — | — |
| Part 1 Loan in default | KAUPTHING BANK HF | — | — | — |
| Part 1 Loan in default | LEHMAN BROS CAP TR VII | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORRK, NY 10020 | — |
Form 5500 reported that benefits due were not provided when due.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $47,522-100.0% | $313,292-100.0% | $47,522-100.0% |
| Participation rate | 0.0% | 9.2%-9.2pp | 35.7%-35.7pp | 9.2%-9.2pp |
| Annual return | -1.67% | -0.08%-1.6pp | -2.79%+1.1pp | -0.08%-1.6pp |
| Employer contribution / active EE | $4,969 | $7,991-37.8% | $39,327-87.4% | $7,991-37.8% |
| Participant deferral / active EE | $0 | $325-100.0% | $351-100.0% | $325-100.0% |
| Admin fee / account holder | $0 | $275-100.0% | $15,115-100.0% | $275-100.0% |