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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO Service code 15 · EIN 94-1347393 | Recordkeeping | $50,226 |
Filed as: EVANS INVESTMENT Service code 51 6713 PERKINS ROAD · BATON ROUGE, LA 70808 | Investment Mgmt Fees | $39,696 |
NFC INVESTMENTS LLC4+ years Filed as: NFC INVESTMENTS, LLC Service code 51 5101 WHEELIS DRIVE · MEMPHIS, TN 38117 | Investment Mgmt Fees | $37,006 |
THE BANK OF NEW YORK MELLON4+ years Filed as: PERSHING ADVISOR SOLUTIONS Service code 51 ONE PERSHING PLAZA · JERSEY CITY, NJ 07399 | Investment Mgmt Fees | $28,644 |
RBC WEALTH MANAGEMENT4+ years Service code 27 641 E. LAKE STREET · WAYZATA, MN 553911773 | Advisory (Plan) | $24,905 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 51 400 CONVENTION STREET, SUITE 400 · BATON ROUGE, LA 70802 | Investment Mgmt Fees | $19,954 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB Service code 51 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Investment Mgmt Fees | $9,978 |
AMERITAS LIFE INSURANCE CORP4+ years Filed as: AMERITAS INVESTMENT CORP Service code 51 PO BOX 5507 · LINCOLN, NE 68505 | Investment Mgmt Fees | $9,813 |
RAYMOND JAMES FINANCIAL SERVICES4+ years Filed as: RAYMOND JAMES Service code 51 50 FRONT STREET · MEMPHIS, TN 38103 | Investment Mgmt Fees | $8,766 |
Filed as: FIDELITY Service code 51 900 SALEM STREET · SMITHFIELD, RI 02917 | Investment Mgmt Fees | $7,404 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,062 | $47,977+104.4% | $154,108-36.4% | $56,289+74.2% |
| Participation rate | 100.0% | 66.2%+33.8pp | 83.0%+17.0pp | 69.9%+30.1pp |
| Annual return | -7.16% | 3.54%-10.7pp | 735.21%-742.4pp | -9.96%+2.8pp |
| Employer contribution / active EE | $9,169 | $2,169+322.8% | $5,298+73.1% | $2,111+334.3% |
| Participant deferral / active EE | $4,384 | $2,392+83.3% | $5,081-13.7% | $3,350+30.9% |
| Admin fee / account holder | $621 | $438+41.6% | $13,411-95.4% | $521+19.1% |