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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 62 · EIN 04-1490850 | Recordkeeping fees; Float revenue | $99,329 |
Filed as: UBS FINANCIAL SERVICES Service code 27 | Advisory (Plan) | $39,583 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 52 · EIN 84-0467907 | Indirect Investment Fees | $3,868 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 71 | Brokerage Fees | $85 |
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,052 | $81,948-26.7% | $90,760-33.8% | $64,819-7.4% |
| Participation rate | 98.7% | 80.5%+18.2pp | 75.7%+23.0pp | 71.5%+27.2pp |
| Annual return | -14.07% | -12.53%-1.5pp | -12.16%-1.9pp | 32.84%-46.9pp |
| Employer contribution / active EE | $3,283 | $3,067+7.0% | $2,922+12.4% | $2,507+31.0% |
| Participant deferral / active EE | $4,544 | $4,844-6.2% | $4,565-0.5% | $4,311+5.4% |
| Admin fee / account holder | $133 | $157-15.6% | $8,444-98.4% | $188-29.4% |