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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $52,382 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $20,430 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $145 |
Filed as: CHARLES SCHWAB INVESTMENT MANAGEMEN Service code 59 · EIN 94-3106735 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,378 | $74,024-6.3% | $78,002-11.1% | $57,658+20.3% |
| Participation rate | 93.7% | 79.7%+13.9pp | 75.5%+18.1pp | 70.2%+23.4pp |
| Annual return | 8.05% | 12.14%-4.1pp | 425.99%-417.9pp | 5.13%+2.9pp |
| Employer contribution / active EE | $2,207 | $2,365-6.7% | $2,470-10.7% | $1,974+11.8% |
| Participant deferral / active EE | $2,762 | $3,533-21.8% | $3,497-21.0% | $3,061-9.7% |
| Admin fee / account holder | $38 | $93-58.8% | $5,481-99.3% | $95-59.4% |