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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $47,500 |
Service code 49 · EIN 04-1590850 | Other Services | $27,607 |
CHARLES SCHWAB & CO., INC.4 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $5 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-2817150 | Indirect Investment Fees | $0 |
COHEN & STEERS2 years Service code 52 · EIN 14-1904657 | Indirect Investment Fees | $0 |
INVESCO1 year Service code 52 · EIN 22-2725700 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
MFS INVESTMENT MANAGEMENT3 years Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
PIMCO FUNDS1 year Service code 52 · EIN 95-2632339 | Indirect Investment Fees | $0 |
THE VANGUARD GROUP, INC.2 years Filed as: VANGUARD Service code 52 · EIN 23-1999755 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,809 | $74,347+2.0% | $93,621-19.0% | $67,579+12.2% |
| Participation rate | 96.3% | 80.6%+15.7pp | 75.8%+20.4pp | 71.3%+25.0pp |
| Annual return | 22.01% | 28.07%-6.1pp | 32.76%-10.7pp | 378.56%-356.5pp |
| Employer contribution / active EE | $2,657 | $2,583+2.9% | $2,719-2.3% | $2,148+23.7% |
| Participant deferral / active EE | $3,384 | $4,060-16.6% | $4,070-16.8% | $3,539-4.4% |
| Admin fee / account holder | $43 | $123-65.2% | $7,890-99.5% | $142-70.0% |