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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $47,500 |
Service code 49 · EIN 04-1590850 | Other Services | $28,920 |
AMERICAN FUNDS4 years Service code 52 · EIN 95-2817150 | Indirect Investment Fees | $0 |
CHARLES SCHWAB & CO., INC.5 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
COHEN & STEERS3 years Service code 52 · EIN 14-1904657 | Indirect Investment Fees | $0 |
INVESCO2 years Service code 52 · EIN 22-2725700 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
MFS INVESTMENT MANAGEMENT4 years Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
PIMCO FUNDS2 years Service code 52 · EIN 95-2632339 | Indirect Investment Fees | $0 |
THE VANGUARD GROUP, INC.3 years Filed as: VANGUARD Service code 52 · EIN 23-1999755 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,923 | $85,135-21.4% | $98,920-32.3% | $73,412-8.8% |
| Participation rate | 97.3% | 81.1%+16.1pp | 76.0%+21.2pp | 72.2%+25.1pp |
| Annual return | 14.70% | 19.14%-4.4pp | 196.47%-181.8pp | 59.30%-44.6pp |
| Employer contribution / active EE | $2,360 | $2,721-13.3% | $2,689-12.2% | $2,234+5.7% |
| Participant deferral / active EE | $2,950 | $4,349-32.2% | $4,245-30.5% | $3,806-22.5% |
| Admin fee / account holder | $37 | $139-73.1% | $6,643-99.4% | $158-76.3% |