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| Provider | Service type | Compensation |
|---|---|---|
NEWPORT GROUP, INC.2 years Service code 12 · EIN 27-2037969 | Participant loan processing; Claims p... | $217,869 |
CAPFINANCIAL PARTNERS LLC3+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 28 P.O. BOX 536850 · ATLANTA, GA 303536850 | Investment Management | $180,577 |
Filed as: MERRILL LYNCH Service code 28 4500 CAMERON VALLEY PARKWAY · CHARLOTTE, NC 28211 | Investment Management | $149,714 |
NEWPORT GROUP, INC.2 years Filed as: NEWPORT TRUST COMPANY Service code 12 · EIN 27-4411131 | Account maintenance fees; Trustee (di... | $81,068 |
WELLS FARGO BANK, N.A.3+ years Filed as: WELLS FARGO ADVISORS, LLC Service code 28 4525 SHARON ROAD · CHARLOTTE, NC 28211 | Investment Management | $79,529 |
MORGAN STANLEY SMITH BARNEY3+ years Service code 28 3280 PEACHTREE ROAD · ATLANTA, GA 30305 | Investment Management | $41,029 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB Service code 28 2423 E. LINCOLN DRIVE · PHOENIX, AZ 85016 | Investment Management | $28,329 |
GREERWALKER LLP2 years Service code 10 · EIN 56-1434747 | Accounting | $17,500 |
THE BANK OF NEW YORK MELLON3+ years Filed as: PERSHING Service code 28 1816 FRONT STREET · DURHAM, NC 27705 | Investment Management | $15,929 |
Filed as: JP MORGAN SECURITES, LLC Service code 28 277 PARK AVENUE · NEW YORK, NY 10172 | Investment Management | $13,556 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $344,773 | $155,795+121.3% | $136,298+153.0% | $69,634+395.1% |
| Participation rate | 92.1% | 75.2%+16.9pp | 81.9%+10.2pp | 70.7%+21.5pp |
| Annual return | 19.18% | 232464.33%-232445.2pp | 5156.27%-5137.1pp | 27572.26%-27553.1pp |
| Employer contribution / active EE | $11,407 | $2,991+281.4% | $4,696+142.9% | $2,032+461.3% |
| Participant deferral / active EE | $8,790 | $5,394+63.0% | $6,247+40.7% | $3,224+172.6% |
| Admin fee / account holder | $567 | $128+341.9% | $9,244-93.9% | $110+413.1% |