Filed April 18, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: RED OAK FINANCIAL Service code 27 | Advisory (Plan) | $41,826 |
Filed as: RED OAK RETIREMENT Service code 13 | Contract Administrator | $1,800 |
ASCENSUS LLC6 years Filed as: ASCENSUS, LLC Service code 15 | Recordkeeping | $0 |
LPL FINANCIAL7 years Service code 51 | Investment Mgmt Fees | $0 |
THE VANGUARD GROUP, INC.7 years Service code 64 | Recordkeeping Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,263 | $49,915+155.0% | $154,803-17.8% | $74,304+71.3% |
| Participation rate | 71.8% | 54.0%+17.8pp | 78.1%-6.3pp | 60.3%+11.4pp |
| Annual return | 19.00% | 34.06%-15.1pp | 58.88%-39.9pp | 29.43%-10.4pp |
| Employer contribution / active EE | $2,980 | $1,611+85.0% | $4,305-30.8% | $2,241+33.0% |
| Participant deferral / active EE | $7,313 | $2,255+224.3% | $5,540+32.0% | $3,767+94.1% |
| Admin fee / account holder | $370 | $2,189-83.1% | $14,329-97.4% | $2,969-87.5% |