Filed April 18, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
COMPTON FINANCIAL GROUP1 year Service code 27 | Advisory (Plan) | $24,692 |
THE VANGUARD GROUP, INC.1 year Service code 64 | Recordkeeping Fees | $6,602 |
LPL FINANCIAL1 year Service code 51 | Investment Mgmt Fees | $0 |
COMPTON FINANCIAL GROUP1 year Filed as: RL COMPTON & ASSOCIATES, INC. Service code 13 | Contract Administrator | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,065 | $52,953+15.3% | $172,739-64.6% | $65,185-6.3% |
| Participation rate | 65.9% | 66.2%-0.3pp | 82.6%-16.7pp | 70.2%-4.3pp |
| Annual return | 29.06% | 30.12%-1.1pp | 802.84%-773.8pp | 29.38%-0.3pp |
| Employer contribution / active EE | $2,107 | $2,190-3.8% | $5,143-59.0% | $2,177-3.2% |
| Participant deferral / active EE | $4,337 | $2,471+75.5% | $5,198-16.6% | $3,514+23.4% |
| Admin fee / account holder | $311 | $472-34.1% | $13,954-97.8% | $847-63.3% |