Filed April 18, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
COMPTON FINANCIAL GROUP2 years Service code 27 | Advisory (Plan) | $26,440 |
THE VANGUARD GROUP, INC.2 years Service code 64 | Recordkeeping Fees | $7,744 |
ASCENSUS LLC1 year Filed as: ASCENSUS, LLC Service code 15 | Recordkeeping | $0 |
LPL FINANCIAL2 years Service code 51 | Investment Mgmt Fees | $0 |
COMPTON FINANCIAL GROUP2 years Filed as: RL COMPTON & ASSOCIATES, INC. Service code 13 | Contract Administrator | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,110 | $58,879+41.2% | $178,490-53.4% | $73,488+13.1% |
| Participation rate | 68.6% | 66.2%+2.4pp | 81.9%-13.3pp | 70.7%-2.0pp |
| Annual return | 22.45% | 24.86%-2.4pp | 151.07%-128.6pp | 28.51%-6.1pp |
| Employer contribution / active EE | $2,565 | $2,236+14.7% | $5,011-48.8% | $2,270+13.0% |
| Participant deferral / active EE | $5,279 | $2,567+105.6% | $5,202+1.5% | $3,740+41.2% |
| Admin fee / account holder | $337 | $400-15.9% | $13,984-97.6% | $513-34.4% |