Filed April 12, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
BAIRD FUNDS3+ years Filed as: ROBERT W. BAIRD INC. Service code 27 · EIN 39-6037917 | Advisory (Plan) | $59,313 |
Service code 12 · EIN 13-3689044 | Claims processing; Sales loads (front... | $30,980 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,597 | $58,726+122.4% | $92,240+41.6% | $62,293+109.6% |
| Participation rate | 100.0% | 68.3%+31.7pp | 76.5%+23.5pp | 69.5%+30.5pp |
| Annual return | 19.71% | 43.62%-23.9pp | 176.29%-156.6pp | 28.90%-9.2pp |
| Employer contribution / active EE | $2,738 | $2,392+14.5% | $3,680-25.6% | $2,042+34.1% |
| Participant deferral / active EE | $9,442 | $2,766+241.4% | $3,897+142.3% | $3,169+197.9% |
| Admin fee / account holder | $522 | $556-6.1% | $5,194-89.9% | $479+9.0% |