Filed April 12, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT2 years Service code 27 · EIN 41-1416330 | Advisory (Plan) | $47,931 |
Service code 12 · EIN 13-3689044 | Claims processing; Direct payment fro... | $16,571 |
BAKER TILLY US, LLP5+ years Filed as: BAKER TILLY VIRCHOW KRAUSE, LLP Service code 10 · EIN 39-0859910 | Accounting | $11,050 |
Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $156,977 | $63,114+148.7% | $92,893+69.0% | $65,185+140.8% |
| Participation rate | 94.0% | 68.8%+25.3pp | 76.0%+18.0pp | 70.2%+23.8pp |
| Annual return | 26.72% | 28.75%-2.0pp | 109.41%-82.7pp | 29.38%-2.7pp |
| Employer contribution / active EE | $2,492 | $2,571-3.0% | $3,653-31.8% | $2,177+14.5% |
| Participant deferral / active EE | $9,385 | $3,108+201.9% | $4,236+121.5% | $3,514+167.1% |
| Admin fee / account holder | $664 | $624+6.5% | $5,794-88.5% | $847-21.6% |