Filed April 12, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT6 years Service code 16 · EIN 41-1416330 | Consulting | $65,424 |
BAKER TILLY US, LLP1 year Service code 10 · EIN 30-1413443 | Accounting | $15,226 |
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Inves... | $3,536 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $186,530 | $76,670+143.3% | $96,683+92.9% | $71,457+161.0% |
| Participation rate | 100.0% | 66.6%+33.4pp | 74.3%+25.7pp | 67.9%+32.1pp |
| Annual return | 21.10% | 48.29%-27.2pp | 35.69%-14.6pp | 28.85%-7.7pp |
| Employer contribution / active EE | $3,134 | $3,031+3.4% | $3,737-16.1% | $2,588+21.1% |
| Participant deferral / active EE | $12,008 | $3,771+218.4% | $4,878+146.2% | $4,289+180.0% |
| Admin fee / account holder | $326 | $2,028-83.9% | $6,730-95.2% | $1,587-79.4% |