Filed April 12, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT5 years Service code 16 · EIN 41-1416330 | Consulting | $69,428 |
Service code 12 · EIN 13-3689044 | Account maintenance fees; Direct paym... | $29,860 |
BAKER TILLY US, LLP2 years Filed as: BAKER TILLY VIREHOW KRAUSE, LLP Service code 10 · EIN 39-0859910 | Accounting | $13,835 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $165,392 | $64,119+157.9% | $112,228+47.4% | $66,914+147.2% |
| Participation rate | 100.0% | 68.5%+31.5pp | 75.1%+24.9pp | 69.8%+30.2pp |
| Annual return | -16.22% | -13.81%-2.4pp | 27.45%-43.7pp | 1.58%-17.8pp |
| Employer contribution / active EE | $3,249 | $3,005+8.1% | $3,635-10.6% | $2,544+27.7% |
| Participant deferral / active EE | $12,281 | $3,693+232.6% | $4,728+159.8% | $4,237+189.9% |
| Admin fee / account holder | $471 | $625-24.6% | $6,410-92.6% | $593-20.5% |