Filed April 12, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT4 years Service code 16 · EIN 41-1416330 | Consulting | $73,759 |
Service code 12 · EIN 13-3689044 | Participant communication; Recordkeep... | $34,781 |
BAKER TILLY US, LLP1 year Filed as: BAKER TILLY VIREHOW KRAUSE, LLP Service code 10 · EIN 39-0859910 | Accounting | $8,700 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $201,427 | $77,660+159.4% | $109,143+84.6% | $79,386+153.7% |
| Participation rate | 100.0% | 67.8%+32.2pp | 75.9%+24.1pp | 70.7%+29.3pp |
| Annual return | 17.72% | 23.44%-5.7pp | 25.75%-8.0pp | 116.85%-99.1pp |
| Employer contribution / active EE | $3,003 | $2,797+7.4% | $3,722-19.3% | $2,427+23.7% |
| Participant deferral / active EE | $11,135 | $3,518+216.6% | $4,653+139.3% | $4,046+175.2% |
| Admin fee / account holder | $503 | $732-31.3% | $6,752-92.5% | $626-19.7% |