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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.9+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $433,220 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 16 · EIN 35-2552359 | Consulting | $120,000 |
THE VANGUARD GROUP, INC.4 years Filed as: VANGUARD ADVISERS INC. Service code 26 · EIN 23-2811930 | Advisory (Participants) | $30,121 |
APRIO LLP2 years Service code 99 · EIN 57-1157523 | Other Fees | $30,009 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,051 | $122,585-49.4% | $184,256-66.3% | $200,096-69.0% |
| Participation rate | 97.5% | 86.9%+10.5pp | 86.8%+10.7pp | 72.0%+25.5pp |
| Annual return | 16.17% | 144.12%-127.9pp | 28.85%-12.7pp | 34.26%-18.1pp |
| Employer contribution / active EE | $3,266 | $4,571-28.6% | $6,427-49.2% | $3,038+7.5% |
| Participant deferral / active EE | $7,810 | $7,972-2.0% | $9,133-14.5% | $5,090+53.5% |
| Admin fee / account holder | $126 | $120+4.5% | $13,899-99.1% | $269-53.4% |