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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.6+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $241,041 |
Filed as: KESTRA ADVISORY SVCS LLC Service code 16 · EIN 47-1566880 | Consulting | $150,000 |
THE VANGUARD GROUP, INC.1 year Filed as: VANGUARD ADVISERS INC. Service code 26 · EIN 23-2811930 | Advisory (Participants) | $34,652 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,381 | $118,337-56.6% | $189,534-72.9% | $93,010-44.8% |
| Participation rate | 97.6% | 89.1%+8.6pp | 87.8%+9.8pp | 73.9%+23.7pp |
| Annual return | 17.93% | 21.77%-3.8pp | 555.39%-537.5pp | 158.70%-140.8pp |
| Employer contribution / active EE | $2,813 | $4,204-33.1% | $6,162-54.4% | $2,705+4.0% |
| Participant deferral / active EE | $6,381 | $7,123-10.4% | $8,220-22.4% | $4,561+39.9% |
| Admin fee / account holder | $115 | $100+15.8% | $12,049-99.0% | $152-23.9% |