Filed March 1, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: CITY NATIONAL ROCHDALE, LLC Service code 26 · EIN 20-2931739 | Advisory (Participants) | $250,867 |
ADP BROKER-DEALER10+ years Filed as: PENSION CONSULTANTS Service code 16 300 S. CAMPBELL AVENUE · SPRINGFIELD, MO 65806 | Consulting | $49,655 |
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $23,305 |
Filed as: INTEGRATED ADVISORS NETWORK, LLC Service code 59 · EIN 46-5754053 | Shareholder Servicing | $16,513 |
MORNINGSTAR7 years Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 59 · EIN 36-4410122 | Shareholder Servicing | $7,773 |
CHARLES SCHWAB & CO., INC.10+ years Service code 11 · EIN 94-1737782 | Actuarial | $1,563 |
EXENCIAL WEALTH ADVISORS LLC8 years Service code 59 · EIN 47-3558396 | Shareholder Servicing | $46 |
MATRIX TRUST COMPANY3 years Service code 18 · EIN 75-3182674 | Direct payment from the plan; Custodi... | $0 |
MATRIX TRUST COMPANY3 years Filed as: MSCS FINANCIAL SERVICES Service code 50 | Direct Payment | $0 |
MATRIX TRUST COMPANY1 year Filed as: MSCS FS DIV OF BROADRIDGE BPO, LLP Service code 59 · EIN 33-1151291 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $498,678 | $55,415+799.9% | $155,509+220.7% | $74,495+569.4% |
| Participation rate | 97.8% | 61.9%+35.9pp | 78.2%+19.7pp | 67.2%+30.6pp |
| Annual return | 14.43% | 268.50%-254.1pp | 64.67%-50.2pp | 1364.94%-1350.5pp |
| Employer contribution / active EE | $41,943 | $2,267+1750.1% | $4,672+797.7% | $2,623+1499.0% |
| Participant deferral / active EE | $24,221 | $2,836+754.0% | $5,626+330.5% | $4,346+457.3% |
| Admin fee / account holder | $949 | $1,738-45.4% | $15,912-94.0% | $1,942-51.1% |